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At Summit, we pride ourselves on providing our advisors with the technology they need to maximize their productivity. Through RepOffice, Summit advisors have the ability to get daily updates on products and company information. Advisors can also access a wide range of forms and manuals from Summit's extensive library of information.
Current applications include:
Through Albridge Solutions and Redtail CRM®, we offer our financial advisors a state-of-the-art data aggregation and contact manager solution rolled into one.
To facilitate all forms processing, we provide LaserApp, the industry standard in form-filling software that combines state-of-the-art form-filling with a current library of industry related forms.
By partnering with AdvisorSquare, our advisors benefit from website development and maintenance capabilities of the leading developer of websites for independent financial advisors.
Working in concert with RegEd, the industry's leading provider of online continuing education courses for securities and insurance professionals, our financial advisors have access to hundreds of timely and informative courses.
Clearing Firm Technology
In addition, our clearing firms also offer the following functionalities:
- Tools that help you analyze your book of business to identify business development opportunities.
- Access to one of the largest retail fixed-income trading desks in the industry, with over 100 participating broker-dealers at any given time.
- Financial planning tools that allow financial advisors to identify and prioritize a client's financial and life goals through the use of goals-based sophisticated statistical modeling.
- Client web access that enables your clients to enjoy secure online access to their accounts 24/7.
First Clearing Technology
This industry leading platform is a single system - with one login - that allows you to easily monitor and maintain client records and perform transactions, including the placing of trades, opening new accounts and transferring of funds. Access market data and research and analyze your book of business to identify business development opportunities.
* Demo Available.
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This proprietary internet system keeps you connected to the advice, products and services of Wachovia Securities wherever you are. Access more than 15,000 pages of constantly updated, vital information on the latest news and stock information.
* Demo Available.
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This innovative client profiling tool helps you identify and prioritize your clients' financial and life goals. Combining goals-based guidance with sophisticated statistical modeling, Envision creates an effective, easy-to-understand process for helping clients achieve their most important goals. It is an ideal resource for helping financial advisors expand services, increase revenue and retain key client relationships.
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This user-friendly order entry system provides direct access to one of the largest retail principal trading desks in the industry. Access one of the largest retail fixed-income inventories in the industry. Includes both in-house and external dealer inventories with over 14,000 line items and over 80 participating broker-dealers at any given time.
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Your clients will enjoy secure online access to their accounts 24/7. Client Web Access is a comprehensive solution that gives your customers personalized, one-stop access to investment services from their personal computer, wireless device or telephone. You can provide your clients convenient one-stop access to their brokerage accounts and balances.
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Pershing Technology
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Pershing is a recognized leader in the development of processing and information management technology for the financial industry. Their communications and data processing systems are designed to accommodate high order volumes while delivering customized information.
The cornerstones of Pershing's technology are reliability, efficiency and flexibility. Proprietary systems give Pershing complete control of processes and safeguard the confidentiality of customers' accounts. By automating most routine processes, they can speed service, reduce the potential for errors and free more resources to focus on opportunities instead of routine tasks.
Pershing currently has more than 650 system architects, engineers, and programmers dedicated to this business. These professionals are engaged in developing new systems and maintaining the integrity of existing systems.
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Proprietary data processing and communication systems give Pershing complete control over the products and services they provide.
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Technology designed to provide financial advisors with control, efficiency and immediate access to information, including:
- New account openings and changes
- Complete client information, including activity, positions and balances
- Internet-accessible brokerage workstation
- Reorganization and ACAT status
- Commission and bond calculators
- Bond order entry system, including inventory and offering features
- Real-time market data
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Summit Technology
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Our Intranet includes daily updates of products and Company information.
- Commission Viewer (a daily update of all commission activity).
- Easy access to Summit Email.
- Complete access to Summit Forms Library.
- Compliance Central for the Branch Manager and Financial Advisor.
- Bulletin warehouse - access to all Summit correspondence to the Financial Advisor.
- Product Education designed by the top providers in the country.
- Calendar of Events to track conference calls, commission pay dates, etc.
- * Demo Available.
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Proprietary software designed to make the transition to Summit seamless for you and your clients. Allows everyone on your Transition Team to monitor your progress during the transition process to ensure there is no disruption to your business.
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- Website Development - The Website Connect Program is designed to help you use the Internet to grow your practice.
- Forms processing - The industry standard in form-filling software combines state-of-the-art form-filling technology with a current library of industry related forms.
- Email Security - Postini Solutions is the undisputed leader in email security, ensuring your email is free from threats and junk mail. Also blocks spam, viruses and phishing.
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* Call a Business Development Specialist at 1-800-354-5528 to request a demo.
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